Neil Santo TomasPrincipal
Neil A. Santo Tomas is a Financial Advisor and a Registered Principal with SRG Wealth, LLC. Before joining SRG Wealth, LLC he was with AXA Advisors LLC, one of the largest global insurance and asset management companies, for over 25 years. He specializes in executive benefits for highly compensated executives and business owners. He has worked in the design and funding of deferred compensation plans for executives of publicly-traded and privately-held companies.
He also works with his clients to design and implement tax-efficient investment strategies for wealth accumulation and income distribution.
Neil has spoken to numerous business groups on the subjects of business succession, executive deferred compensation, retirement, and income distribution planning. His professional affiliations include Past Director of the Los Angeles Association of Individual Financial Advisors. He is a member of the Million Dollar Round Table. Neil is currently pursuing the Chartered Financial Consultant and Chartered Life Underwriter designations from the American College. He holds the following securities licenses from FINRA: Series 6, 7, 63, 65 and 24. He also holds a CA Life and Health insurance license.
Neil’s community involvement includes current member and a past board director of the Asian Business Association of Los Angeles. He previously served as a board director of the Filipino-American Chamber of Commerce of Los Angeles. He has collaborated with business owners to host and present webinars in his field of expertise.
Neil is married to his wife Deborah and has two lovely daughters. Away from his business he enjoys playing golf and plans to visit Scotland and play at the Old Course in St. Andrews.
Securities and Investment Advisory Services offered through The Leaders Group, Inc., Securities Dealer, Member FINRA/SIPC; TLG Advisors, Inc. Registered Investment Advisor 26 W. Dry Creek Cir., Ste. 800, Littleton, CO 80120, (303) 797-9080